Form 144

Results: 602



#Item
381Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

Suspension of Trading: Aqua Society, Inc., Centurion Gold Holdings, Inc., PowerRaise, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2011-07-13 10:12:11
382Finance / Financial system / 73rd United States Congress / Financial services / Securities Exchange Act / U.S. Securities and Exchange Commission / Broker-dealer / Securities and Exchange Commission / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 15, 2013 The Securities and Exchange Commission announced the temporary suspension, pursuant to Section

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Source URL: www.sec.gov

Language: English - Date: 2013-11-15 08:36:51
38373rd United States Congress / Securities Exchange Act / Finance / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Registered Investment Advisor / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-12-06 08:54:23
38473rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Security / Form 144 / Rule 144A / United States securities law / United States Securities and Exchange Commission / Financial regulation

Trading Suspension; Sure Trace Security Corporation

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Source URL: www.sec.gov

Language: English - Date: 2005-08-03 09:10:26
38573rd United States Congress / Finance / Financial economics / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-09-03 08:43:53
386Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-09-15 08:38:55
387Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]Trading Suspension _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-09-19 08:32:10
388Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-11-17 08:28:05
389Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-02-20 08:07:42
390Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 20, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-03-19 18:29:37
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